Legal & Regulatory

Compliance

Estate Royalty is committed to operating within established regulatory frameworks and maintaining the highest standards of compliance.

Our Compliance Framework

We build trust through transparency, rigorous processes, and adherence to regulatory requirements across all jurisdictions where we operate.

KYC/AML Procedures

All investors undergo identity verification and anti-money laundering checks before accessing vaults. We partner with licensed KYC providers to ensure compliance with international standards.

Jurisdictional Compliance

The protocol operates in compliance with applicable laws in each market. Certain jurisdictions are restricted based on regulatory requirements and sanctions lists.

Regulated Token Issuance

Property tokens are issued through regulated frameworks appropriate to each jurisdiction. Legal structures ensure token holders have documented claims to underlying assets.

Legal Structure

Each property is held in a Special Purpose Vehicle (SPV) with appropriate legal documentation. Independent legal counsel reviews all property transactions and token structures.

Investor Protection

Clear risk disclosures, regular reporting, and transparent fee structures ensure investors have the information needed to make informed decisions.

Data Protection

Personal information is handled in accordance with applicable data protection laws including GDPR where applicable. See our Privacy Policy for details.

Restricted Jurisdictions

Estate Royalty services are not available to residents of the following jurisdictions due to regulatory restrictions or sanctions:

United States
North Korea
Iran
Cuba
Syria
Russia
Belarus
Crimea Region
Other OFAC-sanctioned regions

This list is not exhaustive and may change. Users are responsible for ensuring they are permitted to use the protocol in their jurisdiction.

Investor Verification Process

1

Identity Verification

Submit government-issued identification and proof of address through our secure verification portal.

2

AML Screening

Automated screening against sanctions lists and politically exposed persons databases.

3

Risk Assessment

Review of investor profile to ensure suitability and compliance with applicable requirements.

4

Approval

Upon successful verification, access to vaults is granted. Verification typically completes within 24-48 hours.

Compliance Inquiries

For compliance-related questions, contact our compliance team.

compliance@estateroyalty.io